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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-07-01 |
| NY | RA | APPROVED | 2022-05-23 |
| TX | RA | APPROVED | 2022-05-23 |
Branch Locations
767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 02/2018 | 05/2022 |
| Aiq, Inc. | New York | NY | 09/2009 | 12/2016 |
| B.E. Capital Investments Llc | Clifton | NJ | 01/2017 | 01/2018 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 05/2018 | 05/2022 |
| Wells Fargo Clearing Services, Llc | New York | NY | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-27 |
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