Timothy Joseph Denis

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 09/2017
  Ihop
  Ronkonkoma, NY
• 10/2011 → 11/2019
  Tm Consulting Group, Inc.
  Port Jefferson Station, NY
• 09/2017 → 11/2019
  Cetera Advisor Networks Llc
  Nesconset, NY
• 11/2019 → 04/2022
  New York Life Insurance Co
  Melville, NY
• 12/2019 → 04/2022
  Nylife Securities Llc
  Melville, NY
• 04/2019 → 09/2019
  Steam Room
  Pt. Jefferson, NY
• 05/2022 → 06/2023
  Mml Investors Services, Llc
  Garden City, NY
• 04/2022 → 06/2023
  Massmutual Life Insurance Company
  Garden City, NY
• 06/2023 → 09/2023
  Self-Employed
  Port Jefferson Station, NY
• 09/2023 → 05/2025
  National Life
  Hauppauge, NY
• 09/2023 → 05/2025
  Equity Services, Inc.
  Montpelier, VT
• 05/2025 → Present
  Equitable Advisors, Llc
  New York, NY
• 05/2025 → Present
  Equitable
  New York, NY

Previous Registrations

• 2023-09-22 → 2025-05-16
  Equity Services, Inc.
  Hauppauge, NY
• 2022-05-24 → 2023-06-07
  Mml Investors Services, Llc
  Garden City, NY

Other Businesses

TM Consulting Group, Inc., Services Fixed Insurance Clients, start 10/2011, Port Jefferson Station, approximately 5 hours, during non-securities related hours

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-10-15
• S63 Uniform Securities Agent State Law Examination
  1995-04-07

Other Names

• Tim Denis