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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| CT | RA | APPROVED | 2013-05-24 |
| IL | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
1585 Broadway 21St Floor, New York, NY 10036 • United States
4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Stamford | CT | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
GLENFORD CREATIVE LLC; GLENFORD,NY; SECRETARY; MARKETING COMMUNICATIONS; NO HOURS ARE DEVOTED DURING TRADING AND NON TRADING HOURS PER WEEK. GOVERNMENT / MUNICIPALITY / POLITICAL-EFFECTIVE DATE 6/2005-COMMISSIONER; AS OF 12/14, EXPECT TO BE APPOINTED CHAIRMAN-2 HOURS DURING BUSINESS HOURS- 5 HOURS AFTER BUSINESS HOURS GOVERNMENT / MUNICIPALITY / POLITICAL-EFFECTIVE 4/2012-COMMITTE MEMBER- 1 HOUR AFTER BUSINESS HOURS. WROTE A NOVEL- EFFECTIVE DATE 03/2010 1.0 HOURS AFTER BUSINESS BOOK PUBLISHING, PUBLISHING A SECOND NOVEL; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 2; START DATE: 04/2016; NOT INVESTMENT RELATED; *660689 - Andrea Raisfeld Locations; Investment related: No; margaretville, New York; Agent for phone shoots at homes for ad placements; I don't intend to work for this company (proprietor, partner, officer, director, employee, trustee, agent); 09/2025; During business hours: 0; After business hours: 0; i don't intend to work for this company
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-29 |
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