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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2021-06-07 |
| TX | RA | APPROVED_RES | 2010-02-08 |
Branch Locations
601 West Main Avenue Suite 1215, Spokane, WA 99201-0615 • United States
Hayden Lake, ID • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Reno | NV | 03/2008 | Present |
| City National Bank | Reno | NV | 11/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-16 |
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