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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-05
NC RA APPROVED 2011-06-15
  • TX RA
    APPROVED_RES
    Since 2021-04-05
  • NC RA
    APPROVED
    Since 2011-06-15

Branch Locations

2547 Ravenhill Dr Ste 103, Fayetteville, NC 28303 • United States

2911 Village Drive, Fayetteville, NC 28304 • United States

20 Pine State St, Lillington, NC 27546 • United States

130 E Salisbury St, Robbins, NC 27325 • United States

112 S 401 Bypass, Raeford, NC 28376 • United States

1002 S Hoirner Blvd, Sanford, NC 27330 • United States

315 Albermarle Rd, Troy, NC 28387 • United States

520 North Main St, Biscoe, NC 27209 • United States

985 Old Us Hwy 1, Southern Pines, NC 28387 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fayetteville NC 06/2011 Present
Crescom Bank Fayetteville NC 07/2019 05/2020
  • 06/2011 → Present
    Fayetteville, NC
  • 07/2019 → 05/2020
    Crescom Bank
    Fayetteville, NC
Previous Registrations
  • 2005-04-06 → 2011-06-08
    Bb&T Investment Services, Inc.
    Dunn, NC
    Charlotte, NC
    Fayetteville, NC
    Raeford, NC
    Fayetteville, NC
    Fayetteville, NC
    Hope Mills, NC
    Huntersville, NC
    Charlotte, NC
Other Businesses

1. 06/07/2011: INVESTMENT & RETIREMENT ADVISORS, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - TIME SPENT 50%. 2. 12/21/2023 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 11/16/2023 - 2 Hours Per Month/ During Trading 3. 04/16/2024 - Fidelity Bank - Non-Inv Related - Financial Institution Duty - Relationship Manager - Started: 1/1/2024 - 2 Hrs/Mo. 4. 11/20/2025 - 3corbett LLC - Real Estate Rental - Investment Related - Wrightsville Beach, NC - Start Date 11/10/2025 - 0 hours per month/ during trading 5. 12/04/2025 - Investment & Retirement Advisors Tax & Accounting LLC - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 11/17/2025 - 5 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-05
S65 Uniform Investment Adviser Law Examination 1999-10-04
S63 Uniform Securities Agent State Law Examination 1995-02-14
  • S66 Uniform Combined State Law Examination
    2005-04-05
  • S65 Uniform Investment Adviser Law Examination
    1999-10-04
  • S63 Uniform Securities Agent State Law Examination
    1995-02-14
Other Names
  • Jim Joseph Kinsey
  • Jimmy Kinsey
  • James J Kinsey

View on SEC IAPD

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