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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-05
CT RA APPROVED 2017-03-10
NJ RA APPROVED 2017-03-07
  • TX RA
    APPROVED_RES
    Since 2023-07-05
  • CT RA
    APPROVED
    Since 2017-03-10
  • NJ RA
    APPROVED
    Since 2017-03-07

Branch Locations

371 E Putnam Ave, Cos Cob, CT 06807 • United States

500 West Putnam Avenue, Greenwich, CT 06830 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Cos Cob CT 01/2017 Present
Unemployed Darien CT 08/2015 12/2016
Jpmorgan Chase Bank, N.A. Cos Cob CT 01/2017 Present
  • 01/2017 → Present
    Cos Cob, CT
  • 08/2015 → 12/2016
    Unemployed
    Darien, CT
  • 01/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Cos Cob, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-21
  • S66 Uniform Combined State Law Examination
    2017-02-21
Other Names
  • Andrew John Bresnahan

View on SEC IAPD

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