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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-05 |
| CT | RA | APPROVED | 2017-03-10 |
| NJ | RA | APPROVED | 2017-03-07 |
Branch Locations
371 E Putnam Ave, Cos Cob, CT 06807 • United States
500 West Putnam Avenue, Greenwich, CT 06830 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Cos Cob | CT | 01/2017 | Present |
| Unemployed | Darien | CT | 08/2015 | 12/2016 |
| Jpmorgan Chase Bank, N.A. | Cos Cob | CT | 01/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-21 |
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