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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-08-17 |
Branch Locations
1155 E. Putnam Avenue, Riverside, CT 06878 • United States
410 Greenwich Ave, Greenwich, CT 06878 • United States
119 E Putnam Ave, Cos Cob, CT 06807 • United States
31 Danbury Road, Wilton, CT 06897 • United States
328 Shippan Avenue, Stamford, CT 06902 • United States
1022 High Ridge Road, Stamford, CT 06905 • United States
346 Hope St., Stamford, CT 06906 • United States
350 Bedford Street, Stamford, CT 06901 • United States
Bethel, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Stamford | CT | 05/2007 | 01/2018 |
| None | Stamford | CT | 02/2018 | 03/2018 |
| People'S Securities, Inc. | Stamford | CT | 04/2018 | Present |
| People'S United Advisors, Inc. | Stamford | CT | 05/2018 | Present |
| Lpl Financial Llc | Stamford | CT | 08/2022 | Present |
| Lpl Financial Llc | Stamford | CT | 08/2022 | Present |
1. 08/18/2022 - Wilmington Advisors @ M & T - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - SVP, Financial Advisor - Start Date - 08/18/2022 - 160 Hours Per Month/150 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-25 |
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