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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| CT | RA | APPROVED | 2021-01-25 |
| TX | RA | APPROVED_RES | 2014-06-11 |
| CA | RA | APPROVED | 2012-10-01 |
Branch Locations
371 E Putnam Ave, Cos Cob, CT 06807 • United States
500 West Putnam Avenue, Greenwich, CT 06830 • United States
111 W Putman Ave, Greenwich, CT 06830 • United States
333 Route 303, Floor 01, Orangeburg, NY 10962 • United States
231 Greenwich Avenue, Greenwich, CT 06830 • United States
260 Sound Beach Avenue, Old Greenwich, CT 06870 • United States
1150 East Putnam Avenue, Riverside, CT 06878 • United States
300 Westage Business Center Dr, Fishkill, NY 12524 • United States
925 Westchester Ave, West Harrison, NY 10604 • United States
61 Smith Street, Nanuet, NY 10954 • United States
925 Westchester Avenue 3Rd Floor, West Harrison, NY 10604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | West Harrison | NY | 10/2012 | Present |
| Jpmorgan Chase Bank, N.A. | West Harrison | NY | 10/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-26 |
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