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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-04 |
| RI | RA | APPROVED | 2009-10-05 |
Branch Locations
640 George Washington Hwy Bldg A Ste 202, Lincoln, RI 02865-4332 • United States
Johnston, RI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Providence | RI | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Lincoln | RI | 03/2020 | Present |
Real Estate Ownership; Multi-Family; 128-130 Waterman AveNorth Providence, RI 02911, ,; ; / Multi-Family; 124-126 Waterman AveNorth Providence RI 02911, ,; ; . Independent Insurance Brokering; Midland National Life; 04/07/2022; Term Life. Business Ownership; Ray Arruda DBA The Music Shop; ; part time disc jockey business; 74 Rollingwood DriveJohnston, RI 02919, ,; ; ; 10 to 19 hours per month; / Arruda Enterprises LLC; Pay bills; LLC created to soley hold this commercial real estate property.; 321 Main St, , Woonsocket, RI, 02895; Not Investment-Related; 12/22/2000; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-28 |
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