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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-09-02 |
Branch Locations
1 Cowboys Way Suite 450, Frisco, TX 75034 • United States
200 Crescent Court Suite 1500, Dallas, TX 75201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Dallas | TX | 08/2011 | Present |
1) COMO INTERESTS, LLC; NON INVESTMENT RELATED; COLLEGE STATION, TX; MATTRESS RETAILER; MANAGING MEMBER; START DATE: 12/15/2010; 2 HOURS DEVOTED PER MONTH, 0 HOURS DURING TRADING HOURS; 50% EQUITY OWNER AND MEMBER OF LLC, WILL NOT BE INVOLVED WITH DAY-TO-DAY OPERATIONS, BUT DO HAVE VETO POWERS FOR MAKING DECISIONS ABOUT THE COMPANY. 2) Name of Entity: Men of Nehemiah Address: 2010 Al Lipscomb Way, Dallas, Texas 75215 Business Description: non-profit - drug recovery mission Business is/is not investment related: is not Projected Start Date: 10/25/2024 Capacity: Board Member Duties Performed: board member duties Hours Devoted to this OBA: 2 Hours Devoted to this OBA during business hours: 0 (3) Name of Entity: Seymour Place Investments, LLC Address: 1396 Forest Hills Dr, Breckenridge, CO 80424 Business Description: Rental Property Business is/is not investment related: Is not investment related Projected Start Date: May 10, 2023 Capacity: Owner Duties Performed: General Management Hours Devoted to this OBA: <1 Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-23 |
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