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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2021-07-21 |
| AR | RA | APPROVED | 2021-07-21 |
| CA | RA | APPROVED | 2021-07-21 |
| CO | RA | APPROVED | 2021-07-21 |
| DE | RA | APPROVED | 2021-07-21 |
| FL | RA | APPROVED | 2021-07-21 |
| ID | RA | APPROVED | 2021-07-21 |
| IN | RA | APPROVED | 2021-07-21 |
| KS | RA | APPROVED | 2021-07-21 |
| MN | RA | APPROVED | 2021-07-21 |
| MO | RA | APPROVED | 2021-07-21 |
| MT | RA | APPROVED | 2021-07-21 |
| NM | RA | APPROVED | 2021-07-21 |
| OH | RA | APPROVED | 2021-07-21 |
| SC | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
| UT | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
| WY | RA | APPROVED | 2021-07-21 |
Branch Locations
8500 Menaul Blvd Ne Ste A300, Albuquerque, NM 87112-2282 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Albuquerque | NM | 01/1995 | Present |
| Various Insurance Carriers For W&R Insurance Agencies | Albuquerque | NM | 03/1996 | Present |
| Worth Financial Planning | Albuquerque | NM | 01/2009 | Present |
| Lpl Financial Llc | Albuquerque | NM | 07/2021 | Present |
03/1996 - PRESENT, VARIOUS INSURANCE CARRIERS FOR W&R INSURANCE AGENCIES, INVESTMENT RELATED, INSURANCE SALES, INSURANCE AGENT, ALBUQUERQUE NM. 01/2009-PRESENT; WORTH FINANCIAL PLANNING; ALBUQUERQUE, NM; S-CORP FOR TAX PURPOSES; INVEST-RELATED:NO; PRESIDENT; 0 HRS/MO; 0 SEC TRADING HRS DAILY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-08 |
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