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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-10-14
NH RA APPROVED 1997-07-08
  • TX RA
    APPROVED_RES
    Since 2013-10-14
  • NH RA
    APPROVED
    Since 1997-07-08

Branch Locations

116 S River Rd Bldg E, Bedford, NH 03110 • United States

116 S River Rd Bldg E Fl 2, Bedford, NH 03110-6734 • United States

Bedford, NH • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bedford NH 11/1995 03/2020
Ameriprise Financial Services, Llc Bedford NH 03/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-04-10
  • S63 Uniform Securities Agent State Law Examination
    1995-04-10
Other Names
  • Mike Clark
  • Michael Clark
  • Michael K Clark

View on SEC IAPD

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