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Kevin Richard Kamholz

Ubs Financial Services Inc.

Northbrook, IL

Oakbrook Terrace, IL

Western Springs, IL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-11-03
TX RA APPROVED 2017-11-03
  • IL RA
    APPROVED
    Since 2017-11-03
  • TX RA
    APPROVED
    Since 2017-11-03

Branch Locations

5 Revere Drive 1 Northbrook Place, Northbrook, IL 60062 • United States

1 Tower Lane-Ste 1700 Oakbrook Terrace Tower, Oakbrook Terrace, IL 60181 • United States

Western Springs, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northbrook IL 03/2004 11/2017
Bank Of America, N.A. Northbrook IL 06/2013 11/2017
Ubs Financial Services, Inc. Northbrook IL 11/2017 Present
Previous Registrations
  • 2004-07-29 → 2017-11-06
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Oak Brook, IL
    Oak Brook, IL
    Northbrook, IL
  • 2002-11-25 → 2004-03-10
    Banc Of America Investment Services, Inc.
    Hinsdale, IL
  • 2000-09-05 → 2003-01-28
    Merrill Lynch Trust Company
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-10
S63 Uniform Securities Agent State Law Examination 2001-04-02
  • S66 Uniform Combined State Law Examination
    2003-02-10
  • S63 Uniform Securities Agent State Law Examination
    2001-04-02

View on SEC IAPD

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E. A. HORWITZ LLC
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Other Investors

KEVIN J TAALMAN
BRIAN ADAM ROSEN
MATTHEW S MEYER
YAKOV MOSHE BAYLIS
WENDY FELICIA JACOBSON-ROSEN
WALTER WALEED COSMO
Charles Louis Rosen
JAY MICHAEL RUBINSTEIN

Other Offices

ALLSTATE FINANCIAL ADVISORS, LLC · Northbrook, IL
RITHOLTZ WEALTH MANAGEMENT · Northbrook, IL
SHARP CIRCLE CONSULTING, LLC · NORTHBROOK, IL
DDS INVESTMENT MANAGEMENT, INC. · NORTHBROOK, IL
LPL ENTERPRISE, LLC · NORTHBROOK, IL
SHARP CIRCLE CONSULTING, LLC · NORTHBROOK, IL
OSAIC WEALTH, INC. · NORTHBROOK, IL
E. A. HORWITZ LLC · DEERFIELD, IL

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