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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-09 |
| AL | RA | APPROVED | 1995-08-29 |
Branch Locations
3514 Montlimar Plaza Dr, Mobile, AL 36609 • United States
Mobile, AL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Mobile | AL | 12/1995 | 03/2020 |
| Ameriprise Financial Services, Llc | Mobile | AL | 03/2020 | Present |
Business Ownership; D&B Holdings LLC; manage the LLC that holds the advisory business; owns the real estate for my office; 3514 Montlimar Plaza dr, , Mobile, AL, 36609; Investment-Related; 01/16/2001; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Brown Pelican Group LLC; owner - managing this LLC to pay business expenses; ; 3514 Montlimar Plaza Dr, , mobile, AL, 36609; Investment-Related; 05/17/2021; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-02-09 |
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