Karen D Lemmons-Silva

Current Employers

Employment History

• 06/2009 → 06/2018
  Morgan Stanley
  Shreveport, LA
• 01/2015 → 06/2018
  Morgan Stanley Private Bank, National Association
  New York, NY
• 08/2018 → 04/2021
  Sagepoint Financial, Inc
  Shreveport, LA
• 04/2021 → Present
  Lpl Financial, Llc
  Shreveport, LA

Previous Registrations

• 2018-08-14 → 2021-05-28
  Pinnacle Asset Management Group, Corporation (Inc.)
  Shreveport, LA
• 2018-08-06 → 2018-08-13
  Osaic Services, Inc.
  Shreveport, LA
  Shreveport, LA
• 2009-06-01 → 2018-07-20
  Morgan Stanley
  Shreveport, LA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Shreveport, LA
• 2004-11-12 → 2007-04-02
  Morgan Stanley Dw Inc.
  Shreveport, LA
  Shreveport, LA
• 1999-04-01 → 2004-11-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Shreveport, LA

Other Businesses

1. 4/29/2021 - REDWOOD WEALTH DEVELOPMENT GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 04/27/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 4/29/2019 - KAREN LEMMONS-SILVA, LLC - Not Investment Related - At Reported Business Location(s) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES - Started 09/24/2019 3. 08/03/2023 - Club4Fitness - Not Investment Related - 4801 Line Avenue, Shreveport, LA - Outside/W-2 Employment - Yoga Teacher - Start Date 07/17/2023 - 12 Hours Per Month/ 0 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-04-05
• S65 Uniform Investment Adviser Law Examination
  1995-04-05

Designations

Other Names

• Karen D Lemmonssilver
• Karen D Lemmons
• Karen D Lemmonssilva