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Kenneth James Recchia

Wells Fargo Clearing Services, LLC

Arroyo Grande, CA

Shell Beach, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-16
CA RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2017-03-16
  • CA RA
    APPROVED
    Since 2008-01-01

Branch Locations

907 Rancho Pkwy, Arroyo Grande, CA 93420 • United States

Shell Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Arroyo Grande CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Arroyo Grande CA 11/2016 Present
Previous Registrations
  • 1997-07-08 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Santa Maria, CA
    Santa Maria, CA
    St. Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-04-25
  • S63 Uniform Securities Agent State Law Examination
    1995-04-25
Other Names
  • Ken Recchia

View on SEC IAPD

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · Arroyo Grande, CA
J.P. MORGAN SECURITIES LLC · ARROYO GRANDE, CA
CENTAURUS FINANCIAL, INC. · ARROYO GRANDE, CA
ROHR FINANCIAL ADVISORS, LLC · ARROYO GRANDE, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Arroyo Grande, CA
LPL FINANCIAL LLC · ARROYO GRANDE, CA
OSAIC WEALTH, INC. · ARROYO GRANDE, CA
LPL FINANCIAL LLC · ARROYO GRANDE, CA

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