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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-11 |
| CA | RA | APPROVED | 2008-01-01 |
Branch Locations
907 Rancho Pkwy, Arroyo Grande, CA 93420 • United States
Santa Maria, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Arroyo Grande | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Arroyo Grande | CA | 11/2016 | Present |
ELECTRICAL UNLIMITED, SANTA MARIA, CA 93455. THE TYPE OF BUSINESS: ELECTRICAL WORK. DUTIES: HELP WITH INVOICING AND OVERALL PAPERWORK. WORKS 8 HOURS PER MONTH AND 0 DURING TRADING HOURS. RENTAL PROPERTY; INV RELATED; SANTA MARIA, CA; 100% OWNERSHIP WITH SPOUSE; START 6/1990; 1 HOUR PER MONTH, 0 DURING TRADING; LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-05-24 |
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