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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-23 |
| CA | RA | APPROVED | 2017-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | San Diego | CA | 07/2015 | Present |
1. Co-Owner, Maguire Investments, LLC a Private Entity established to facilitate securities, advisory, and insurance business; as of 12/14/2020; 100% of time spent during business hours; Conducted at branch; Investment related. 2. Co-manager, Glockner Investments, LLC; an entity created for the purpose of owning & managing real estate in Avenal, Lake Forest, CA; Hawaiian Estates, HI; Milo, OR; as of 5/18/2025; 0% time spent during business hours; Not conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-22 |
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