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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
CA RA APPROVED 2017-02-09
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • CA RA
    APPROVED
    Since 2017-02-09

Branch Locations

540 Camino Mercado, Arroyo Grande, CA 93420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maguire Investments Santa Maria CA 08/2016 Present
Commonwealth Financial Newtork Waltham MA 10/2016 Present
  • 08/2016 → Present
    Maguire Investments
    Santa Maria, CA
  • 10/2016 → Present
    Commonwealth Financial Newtork
    Waltham, MA
Other Businesses

1. Co-Owner, Maguire Investments, LLC a Private Entity established to facilitate securities, advisory, and insurance business; as of 12/14/2020; 100% of time spent during business hours; Conducted at branch; Investment related. 2. Fixed Insurance Sales, as an Agent; As of 05/17/2018; Approximately 10% time spent during securities trading hours per month; Conducted at branch location; Investment related. 3. Residential real estate sales agent, Compass, Located at 1131 Monterey St., San Luis Obispo, CA; as of 01/01/2020; 0% time spent during business hours; Not Conducted at branch; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-07
  • S66 Uniform Combined State Law Examination
    2017-02-07
Other Names
  • Sean Maguire

View on SEC IAPD

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