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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-03-05 |
| NC | RA | APPROVED | 2024-07-09 |
| FL | RA | APPROVED | 2022-08-08 |
| OH | RA | APPROVED | 2022-04-08 |
| VA | RA | APPROVED | 2022-04-08 |
| NY | RA | APPROVED | 2021-04-16 |
| CA | RA | APPROVED | 2020-09-03 |
| CT | RA | APPROVED | 2020-09-03 |
| NJ | RA | APPROVED | 2020-08-18 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
Englewood, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | New York | NY | 01/1994 | Present |
| Park Avenue Securities | New York | NY | 11/2006 | Present |
| Guardian Life Insurance Company | Englewood | NJ | 06/2024 | Present |
| Park Avenue Securities | Englewood | NJ | 06/2024 | Present |
1. American Friends of Bar Ilan University In Israel, Inc US Board Member-Oversee staff and help choose an outside investment professional(s) to manage their assets, Start: 09/01/2010, Address: 160 East 56th Street, 5th floor New York, NY 10022, Hrs per month - Tot/Bus: 2/1, Not investment related, 2. Board Member-Sharsheret, Start: 01/01/2014, Address: 1086 Teaneck Road; Teaneck, NJ, Hrs per month - tot/bus: 7/1, not investment related, 3. Employee Benefits-Employee Benefits for companies including life, Di and medical insurance, Start: 11/01/2006, Address: 437 Madison Ave 29th floor New York NY 10022, 25 total hours per month; 10 during securities trading hours, Investment related, More than10% annual compensation, 4) Zero Eyes-technology company that uses AI in conjunction with CCTV cameras, Start: 04/11/2023, Address: 555 E North Lane Building C Conshocken, PA 19428, 8 total hours per month; 3 during securities trading hours, Not investment related, Less than 10% annual compensation, 5) Trustee-co-Trustee of my father's and mother's estate, Start: 09/13/2023, Address: 320 Hillcrest Road Englewood NJ 07631, 0 total hours per month, Not investment related, No annual compensation, 6) Co-POA for Parents, Start: 09/13/2023, Address: 320 Hillcrest Road Englewood NJ 07631, 0 total hours per month, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-11 |
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