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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-01-16 |
| TX | RA | APPROVED_RES | 2022-07-18 |
| OR | RA | APPROVED | 2019-10-31 |
| NC | RA | APPROVED | 2017-04-17 |
| FL | RA | APPROVED | 2008-03-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | Maitland | FL | 01/2008 | Present |
| Park Ave Securities | Maitland | FL | 01/2008 | Present |
1. Insurance other than Guardian, Start: 01/08/2008, Address: 543 N. Wymore Road Suite 101 Maitland, FL 32751, 7 total hour/month; 5 during securities trading hours, Investment related, >10% annual income, 2. SmartWealth, LLC 2022-SmartWealth, LLC is an entity for managing business operations for our branch, Start: 01/03/2022, Address: 543 N. Wymore Road Suite 101 Maitland, FL 32751, 0 total hours per month, Not investment related, No annual income, 3. UCF College of Business Dean's Advisory Board-Board member, Start: 06/1/2024, Address: 12744 Pegasus Drive Orlando, FL 32816, 1 total hour per month; 1 during securities trading hours, Not investment related, No Annual Compensation, 4. Greater Orlando Builders Association (Membership Committee), Start: 09/10/2024, Address: 1953 Clayton Heritage Way Maitland, FL 32751, 1 total hour per month; 1 during securities trading hours, Not investment related, No Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-26 |
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