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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-01-16
TX RA APPROVED_RES 2022-07-18
OR RA APPROVED 2019-10-31
NC RA APPROVED 2017-04-17
FL RA APPROVED 2008-03-26
  • IN RA
    APPROVED
    Since 2026-01-16
  • TX RA
    APPROVED_RES
    Since 2022-07-18
  • OR RA
    APPROVED
    Since 2019-10-31
  • NC RA
    APPROVED
    Since 2017-04-17
  • FL RA
    APPROVED
    Since 2008-03-26

Branch Locations

543 N Wymore Rd Ste 101, Maitland, FL 32751 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Maitland FL 01/2008 Present
Park Ave Securities Maitland FL 01/2008 Present
  • 01/2008 → Present
    Guardian
    Maitland, FL
  • 01/2008 → Present
    Park Ave Securities
    Maitland, FL
Previous Registrations
  • 2006-02-22 → 2008-01-16
    Truist Investment Services, Inc.
    Orlando, FL
    Orlando, FL
Other Businesses

1. Insurance other than Guardian, Start: 01/08/2008, Address: 543 N. Wymore Road Suite 101 Maitland, FL 32751, 7 total hour/month; 5 during securities trading hours, Investment related, >10% annual income, 2. SmartWealth, LLC 2022-SmartWealth, LLC is an entity for managing business operations for our branch, Start: 01/03/2022, Address: 543 N. Wymore Road Suite 101 Maitland, FL 32751, 0 total hours per month, Not investment related, No annual income, 3. UCF College of Business Dean's Advisory Board-Board member, Start: 06/1/2024, Address: 12744 Pegasus Drive Orlando, FL 32816, 1 total hour per month; 1 during securities trading hours, Not investment related, No Annual Compensation, 4. Greater Orlando Builders Association (Membership Committee), Start: 09/10/2024, Address: 1953 Clayton Heritage Way Maitland, FL 32751, 1 total hour per month; 1 during securities trading hours, Not investment related, No Annual Compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-26
  • S66 Uniform Combined State Law Examination
    2006-01-26

View on SEC IAPD

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