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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2008-11-24
TX RA APPROVED 2006-10-02
  • NM RA
    APPROVED
    Since 2008-11-24
  • TX RA
    APPROVED
    Since 2006-10-02

Branch Locations

6301 Uptown Blvd Ne Suite 100, Albuquerque, NM 87110-4132 • United States

Albuquerque, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Albuquerque NM 03/2008 Present
City National Bank Albuquerque NM 08/2019 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Albuquerque, NM
  • 08/2019 → Present
    City National Bank
    Albuquerque, NM
Previous Registrations
Other Businesses

(1) NAME OF BUSINESS: TESTDRIVEWITHMIKE; ADDRESS OF BUSINESS: 13616 VIC ROAD NE, ALBUQUERQUE, NM 87112; NATURE OF BUSINESS: WEBSITE TO SHARE INFORMATION ABOUT TEST DRIVING CARS; START DATE: 04/15/12; END DATE: NO ANTICIPATED END DATE; POSITION, TITLE OR RELATIONSHIP OF BUSINESS: OWNER - ACTIVE; APPROXIMATE NUMBER OF HOURS PER MONTH: 4; HOURS DEVOTED DURING TRADING HOURS: 0 (2) NAME OF ENTITY: Anderson Beach Properties LLC ADDRESS: 2202 Havens Dr. North Myrtle Beach SC 29582 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: beach rental house CAPACITY: Owner - Active START DATE: 4/8/22 DUTIES: we are hiring Seaside Vacation Rentals to manage the rental property - so my duties will be limited to decision making and financial decisions only HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Anderson High Desert Properties LLC ADDRESS: 13616 Vic Rd NE, Albuquerque, NM 87112 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jun 10, 2024 CAPACITY: Partner DUTIES: Opening an LLC to pay our babysitter or nanny for our twin 3 1/2-year-old girls. My wife is the organizer for the LLC and she is a practicing attorney. I will be a member of the LLC. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-25
S63 Uniform Securities Agent State Law Examination 1995-08-02
  • S66 Uniform Combined State Law Examination
    2004-10-25
  • S63 Uniform Securities Agent State Law Examination
    1995-08-02

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