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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-07-14 |
| MI | RA | APPROVED | 2010-02-02 |
Branch Locations
13260 Dix-Toledo Road, Southgate, MI 48195 • United States
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Ann Arbor | MI | 03/1998 | Present |
1. STROIA SECURITIES SERVICE, INC: SALES OF VARIOUS INSURANCE PRODUCTS THROUGH VARIOUS INSURANCE COMPANIES. 2. SELLING FIXED LIFE & FIXED ANNUITY CONTRACTS. 3. Axos Bank: SAVINGS ACCOUNTS 4. Stroia Insurance Group, LLC, Southgate, MI. Sale of health plans, fixed annuities and life insurance. Start date: 3/14/12, approx. 1 hr/mo. 5. Member - Knights of Columbus, Southgate Rotary Club, and Entrepreneurs Organization. Provides learning, socializing and networking opportunities. Start date: 9/12/17, approx. 1-2 hrs/mo. Not investment related. 6. Receive rental income from the building housing my practice. Start date: 7/1/20, approx. 1 hr/mo. Not investment related. 7. Successor Trustee of my mother's trust. Have all trustee powers and currently working to pay final bills and distribute assets to her beneficiaries. Start date: 1/19/22, approx. 12 hrs/mo. INV REL: N
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-10 |
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