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Kenneth Bruce Lundquist

Osaic Wealth, Inc.

Southgate, MI

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-11-02
  • MI RA
    APPROVED
    Since 2018-11-02

Branch Locations

One Heritage Place Suite 420, Southgate, MI 48195 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cco Investment Services Corp Southgate MI 08/2010 Present
Sii Southgate MA 10/2015 11/2018
Royal Alliance Associates, Inc. Southgate MI 11/2018 Present
  • 08/2010 → Present
    Cco Investment Services Corp
    Southgate, MI
  • 10/2015 → 11/2018
    Sii
    Southgate, MA
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Southgate, MI
Previous Registrations
  • 2015-10-05 → 2018-11-02
    Signator Investors, Inc.
    Southgate, MI
  • 2010-09-27 → 2015-10-05
    Southgate, MI
    Trenton, MI
    Trenton, MI
    Brownstown, MI
    Trenton, MI
    Dearborn, MI
    Dearborn, MI
    Toledo, OH
  • 2009-11-13 → 2010-08-20
    Lincoln Park, MI
    Allen Park, MI
    Ecorse, MI
    Taylor, MI
    Lincoln Park, MI
    Allen Park, MI
    Taylor, MI
  • 2007-02-05 → 2009-11-13
    Natcity Investments, Inc.
    Taylor, MI
    Lincoln Park, MI
    Allen Park, MI
    Lincoln Park, MI
    Allen Park, MI
    Allen Park, MI
    Ecorse, MI
    Monroe, MI
    Trenton, MI
    Cheboygan, MI
    Brownstown, MI
    Monroe, MI
    Monroe, MI
    Brownstown Twp, MI
    Monroe, MI
    Monroe, MI
  • 2006-05-16 → 2006-12-31
    Signator Investors, Inc.
    Toledo, OH
    Southgate, MI
Other Businesses

1. ALLEN WEALTH STRATEGIES POSITION: agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/07/2020 ADDRESS: ! Heritage drive, suite 420, Southgate MI 48195, United States DESCRIPTION: use for smaller Death Benefit insurance cases and some fixed annuity

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-10
S63 Uniform Securities Agent State Law Examination 1989-12-04
  • S65 Uniform Investment Adviser Law Examination
    2006-04-10
  • S63 Uniform Securities Agent State Law Examination
    1989-12-04
Other Names
  • Kenneth Bruce Lundquist

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