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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2018-11-02 |
Branch Locations
One Heritage Place Suite 420, Southgate, MI 48195 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cco Investment Services Corp | Southgate | MI | 08/2010 | Present |
| Sii | Southgate | MA | 10/2015 | 11/2018 |
| Royal Alliance Associates, Inc. | Southgate | MI | 11/2018 | Present |
1. ALLEN WEALTH STRATEGIES POSITION: agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/07/2020 ADDRESS: ! Heritage drive, suite 420, Southgate MI 48195, United States DESCRIPTION: use for smaller Death Benefit insurance cases and some fixed annuity
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-04 |
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