Best Investors Account Sign in

Nicholas Anthony Hawk

LPl Financial LLC

Southgate, MI

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-05-30
  • MI RA
    APPROVED
    Since 2024-05-30

Branch Locations

One Heritage Pl Ste 510, Southgate, MI 48195 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Southgate MI 09/2015 06/2017
Ameriprise Financial Services Inc Brownstown Fieldship MI 06/2017 03/2020
Ameriprise Financial Services, Llc Brownstown Township MI 03/2020 05/2024
Lpl Financial Southgate MI 05/2024 Present
  • 09/2015 → 06/2017
    National Planning Corporation
    Southgate, MI
  • 06/2017 → 03/2020
    Ameriprise Financial Services Inc
    Brownstown Fieldship, MI
  • 03/2020 → 05/2024
    Ameriprise Financial Services, Llc
    Brownstown Township, MI
  • 05/2024 → Present
    Lpl Financial
    Southgate, MI
Previous Registrations
  • 2017-06-30 → 2024-06-03
    Ameriprise Financial Services, Llc
    Brownstown Township, MI
  • 2015-10-28 → 2017-07-06
    National Planning Corporation
    Southgate, MI
  • 2012-07-26 → 2015-09-08
    L.M. Kohn & Company
    Troy, MI
    Cincinnati, OH
  • 2012-05-04 → 2012-07-23
    Leonard & Company
    Troy, MI
  • 2011-04-18 → 2012-05-02
    Hantz Financial Services, Inc.
    Woodhaven, MI
    Taylor, MI
Other Businesses

1. 05/31/2024 - GT Independance - Outside/W-2 Employment - Caregiver - Investment Related - 215 Broadus St Sturgis MI 49091 - Start Date 5-24-2021 - 12 Hours Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-07
  • S66 Uniform Combined State Law Examination
    2000-09-07

View on SEC IAPD

Other Firms

PROSPERA FINANCIAL SERVICES, INC.
OSAIC WEALTH, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
WORLDWIDE CAPITAL ADVISORS, LLC
MERIT FINANCIAL ADVISORS
LPL ENTERPRISE, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
THRIVENT INVESTMENT MANAGEMENT INC.

Other Investors

TODD ALAN COUSINO
TERRI KATHLEEN ROWE
Sonya Gwyn Palumbo
GERARD THADDEUS TAYLOR
KENNETH BRUCE LUNDQUIST
CORRINE RENEE CLARK
PETER NANASI
JANICE CICHOWLAS

Other Offices

PROSPERA FINANCIAL SERVICES, INC. · Southgate, MI
OSAIC WEALTH, INC. · SOUTHGATE, MI
AMERIPRISE FINANCIAL SERVICES, LLC · SOUTHGATE, MI
WORLDWIDE CAPITAL ADVISORS, LLC · SOUTHGATE, MI
MERIT FINANCIAL ADVISORS · Southgate, MI
LPL ENTERPRISE, LLC · TAYLOR, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Southgate, MI
THRIVENT INVESTMENT MANAGEMENT INC. · SOUTHGATE, MI

More in Southgate, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor