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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2020-05-05 |
Branch Locations
One Heritage Place Suite 420, Southgate, MI 48195 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cco Investment Services Corp | Farmington Hills | MI | 10/2010 | Present |
| Osaic | Southgate | MI | 04/2020 | Present |
1. Allen Wealth Strategies Limited Liability Company 1 Heritage Place Suite 420 Southgate MI. 48195 Employee Registered Assistant Life insurance reviews new business and fixed annuity business start date 01/01/2020 20 hours per month spent on activity 20 hours during trading, not more than 50 % of work hours on activity. 2. ALLEN WEALTH STRATEGIES - FIXED INSURANCE POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/12/2020 ADDRESS: 1 Heritage Place, Suite 420, Southgate MI 48195, United States DESCRIPTION: Sales/Marketing of fixed annuities and non-variable insurance 3. VPFG - ALLEN WEALTH STRATEGIES POSITION: Strategic Account Manager NATURE: VPFG-CORPORATION ALLEN WEALTH STRATEGIES INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/11/2019 ADDRESS: 1 Heritage Place, Suite 420, Southgate MI 48195, United States DESCRIPTION: Manage account relationships act as liaison between clients and advisor assist with preparation and completion of investment paperwork Service Maintain defined system flows and policies Assist Financial Advisors of VPFG/Allen Wealth Strategies with work
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-06 |
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