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John David Phinney

Ofg Financial Services, Inc.

College Station, TX

Topeka, KS

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Current Employers
Ofg Financial Services, Inc.

120 Se 6Th Avenue Townsite Plaza #2, Suite 105, Topeka, KS 66603-3515 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-07
  • TX RA
    APPROVED
    Since 2023-08-07

Branch Locations

302 Holleman Drive East Suite 200, College Station, TX 77840 • United States

Townsite Plaza #2, Suite 105 120 Se 6Th Avenue, Topeka, KS 66603-3515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ofg Financial Services, Inc. Topeka KS 10/2000 Present
Other Businesses

D/B/A - EXECUTIVE FINANCIAL SERVICES - FIXED ANNUITIES, LIFE INSURANCE, LONG TERM CARE INSURANCE, HEALTH & DISABILITY INSURANCE - HELP CLIENTS MEET OBJECTIVES - COMMISSIONS - 20% OF TIME SPENT ON INSURANCE & 80% OF TIME SPENT ON SECURITIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-12
S63 Uniform Securities Agent State Law Examination 1995-01-13
  • S65 Uniform Investment Adviser Law Examination
    2023-07-12
  • S63 Uniform Securities Agent State Law Examination
    1995-01-13
Other Names
  • David Phinney

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL ENTERPRISE, LLC
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC

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DAVID JOHN RHODES
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ASHLEY D BRUNSON
CHARLEE SIMMONS MILLER
Ryan Johnson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLLEGE STATION, TX
TRADITIONS WEALTH ADVISORS, LLC. · COLLEGE STATION, TX
EDWARD JONES · COLLEGE STATION, TX
FIRST COMMAND ADVISORY SERVICES · College Station, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · College Station, TX
LPL ENTERPRISE, LLC · COLLEGE STATION, TX
LPL FINANCIAL LLC · COLLEGE STATION, TX
WELLS FARGO CLEARING SERVICES, LLC · COLLEGE STATION, TX

More in College Station, TX

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