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40 Danbury Road Suite 301, Wilton, CT 06897 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-06-05 |
| CT | RA | APPROVED | 2018-05-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Financial Services, Inc. | Austin | TX | 04/2016 | 05/2018 |
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2018 | 12/2023 |
| Paradigm Financial Partners, Llc | Westport | CT | 05/2018 | 12/2023 |
| Lpl Financial Llc | Westport | CT | 12/2023 | Present |
| Trivium Point Advisory Llc | Westport | CT | 12/2023 | Present |
1- 12/15/2023 / Trivium Point Insurance Group LLC / Non-Variable Insurance / Investment Related - At Reported Business Location(s) - Start Date 12/15/2023 - 5 Hours Per Month/ During Trading 2- 12/15/2023 / Trivium Point Accounting / Tax Prep / Accounting / CPA / Investment Related - At Reported Business Location(s) - Start Date 12/15/2023 - 160 Hours Per Month/ 40 Hours During Trading 3- 12/15/2023 / Cisco Capital Management LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related. 4- 12/15/2023 / PFP Management LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related - At Reported Business Location(s) - 40 Hours Per Month/ 10 Hours During Trading. 5- 12/15/2023 - Trivium Point Advisory - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/15/2023 - 40 Hours Per Month/ 10 Hours During Trading 6- 12/19/2023 - Trivium Point Advisory, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 12/15/2023 - 40 Hours Per Month/ 10 Hours During Trading 7- 02/21/2024 - Trivium Point Holdings - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 12/18/2023 - 173 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-23 |
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