Susan K Roth

Current Employers

Employment History

• 09/2015 → 01/2017
  Planmember Securities Corporation
  Carpinteria, CA
• 09/2015 → 01/2017
  Lifeplan Wealth Management Group Llc
  New Haven, CT
• 12/2005 → 05/2018
  Advanced K9 Detectives
  Milford, CT
• 01/2017 → 07/2018
  Westport Resources Investment Services
  Westport, CT
• 01/2019 → 03/2019
  United Planners' Financial Services Of America A Limited Partner
  Scottsdale, AZ
• 08/2018 → 01/2019
  United Planners' Financial Services Of America A Limited Partner
  Scottsdale, AZ
• 12/2013 → Present
  Susan Roth Trustee
  Milford, CT
• 03/2019 → 04/2024
  Lobo & Pascale Wealth Management, Llc
  Wallingford, CT
• 03/2019 → 04/2024
  Commonwealth Financial Network
  Waltham, MA
• 04/2024 → 10/2025
  Essex Financial Services Inc
  Essex, CT
• 10/2025 → Present
  Essex Financial Services, Inc
  Essex, CT

Previous Registrations

• 2019-04-11 → 2024-04-22
  Commonwealth Financial Network
  Wallingford, CT
• 2019-01-30 → 2019-03-20
  Cfo Capital Management, Llc
  Old Saybrook Avenue, CT
  Fairfield, CT
• 2015-09-18 → 2017-01-05
  Planmember Securities Corporation
  Farmingville, NY
  New Haven, CT
• 2012-06-11 → 2015-06-11
  Westport Resources Management Inc
  Westport, CT
• 2011-05-12 → 2011-12-01
  Kestra Investment Services, Llc
  Shelton, CT
• 2005-04-20 → 2011-05-13
  Westport Resources Management Inc
  Westport, CT
• 1998-08-24 → 2002-06-13
  Ubs Financial Services Inc.
  Westport, CT

Other Businesses

1.) SUSAN ROTH TRUSTEE - TRUSTEE - ACTING IN A FIDUCIARY CAPACITY - MILFORD, CT - SINCE 12/2013 - INVESTMENT RELATED

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-10-31
• S63 Uniform Securities Agent State Law Examination
  1995-12-12

Other Names

• Susan Roth
• Susan Roth Massicott
• Susan Kathleen Roth