Theologos Stavros Basis

Employer firm

Spartan Capital Private Wealth Management LLC CRD 154632

$6.74M regulatory AUM 20 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 05/2019
  Signature Securities Group Corp./Signature Bank
  New York, NY
• 05/2019 → 03/2021
  Principal Life Insurance Company
  Des Moines, IA
• 06/2019 → 03/2021
  Principal Securities Inc.
  Des Moines, IA
• 04/2021 → 08/2021
  Vanderbilt Securities, Llc
  Woodbury, NY
• 04/2021 → 08/2021
  Vanderbilt Advisory Services
  Woodbury, NY
• 11/2021 → 02/2025
  Laidlaw & Company (Uk) Ltd.
  New York, NY
• 11/2021 → 02/2025
  Laidlaw Wealth Management
  New York, NY
• 03/2025 → Present
  Spartan Capital Securities, Llc
  New York, NY

Previous Registrations

• 2021-11-15 → 2025-02-28
  Laidlaw Wealth Management Llc
  New York, NY
• 2021-04-06 → 2021-08-17
  Vanderbilt Advisory Services
  Woodbury, NY
• 2019-07-08 → 2021-03-30
  Principal Securities, Inc.
  Des Moines, IA
• 2011-08-15 → 2018-10-26
  Flagstar Securities, Inc
  New York, NY
  New York, NY
• 2009-06-10 → 2010-01-19
  Td Wealth Management Services Inc.
  Philadelphia, PA

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-10-19
• S63 Uniform Securities Agent State Law Examination
  1995-05-22

Other Names

• Theo Basis
• Theo Stavros Basis