Theologos Stavros Basis

45 Broadway 19Th Floor, New York, NY 10006 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-04-16

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Signature Securities Group Corp./Signature Bank	New York	NY	07/2011	05/2019
Principal Life Insurance Company	Des Moines	IA	05/2019	03/2021
Principal Securities Inc.	Des Moines	IA	06/2019	03/2021
Vanderbilt Securities, Llc	Woodbury	NY	04/2021	08/2021
Vanderbilt Advisory Services	Woodbury	NY	04/2021	08/2021
Laidlaw & Company (Uk) Ltd.	New York	NY	11/2021	02/2025
Laidlaw Wealth Management	New York	NY	11/2021	02/2025
Spartan Capital Securities, Llc	New York	NY	03/2025	Present

07/2011 → 05/2019

Signature Securities Group Corp./Signature Bank

New York, NY
05/2019 → 03/2021

Principal Life Insurance Company

Des Moines, IA
06/2019 → 03/2021

Principal Securities Inc.

Des Moines, IA
04/2021 → 08/2021

Vanderbilt Securities, Llc

Woodbury, NY
04/2021 → 08/2021

Vanderbilt Advisory Services

Woodbury, NY
11/2021 → 02/2025

Laidlaw & Company (Uk) Ltd.

New York, NY
11/2021 → 02/2025

Laidlaw Wealth Management

New York, NY
03/2025 → Present

Spartan Capital Securities, Llc

New York, NY

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-10-19
S63	Uniform Securities Agent State Law Examination	1995-05-22

Other Firms