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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-04-06 |
Branch Locations
320 Broad St, Charleston, SC 29401 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-09-29 |
Branch Locations
320 Broad St, Charleston, SC 29401 • United States
320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
Mount Pleasant, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | 07/2020 |
| Wells Fargo Clearing Services Llc. | Hilton Head | SC | 09/2020 | Present |
| Wells Fargo Advisors Financial Network | Charleston | SC | 04/2026 | Present |
BACKGROUND ACTOR, NOT INV RELATED, CHARLESTON, SC, ACTOR, START 5/31/24, 4 HRS PER MONTH, 0 HRS DURING TRADING, ACTING AS A BACKGROUND ACTOR NO LINES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-20 |
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