Steven Michael Chmara

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-04-30
TX	RA	APPROVED	2026-04-29

FL RA
APPROVED

Since 2026-04-30
TX RA
APPROVED

Since 2026-04-29

Branch Locations

1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Los Angeles	CA	01/2011	04/2026
Wells Fargo Clearing Services, Llc	Boca Raton	FL	04/2026	Present

01/2011 → 04/2026

Stifel Nicolaus & Co Inc

Los Angeles, CA
04/2026 → Present

Wells Fargo Clearing Services, Llc

Boca Raton, FL

Previous Registrations

2011-01-27 → 2026-05-06

Stifel, Nicolaus & Company, Incorporated

Los Angeles, CA

Boca Raton, FL
2003-09-12 → 2011-01-31

Ubs Financial Services Inc.

Beverly Hills, CA

Beverly Hills, CA
2003-07-01 → 2003-09-19

Wells Fargo Clearing Services, Llc

Los Angeles, CA
1999-06-29 → 2003-07-01

Prudential Equity Group, Llc

Los Angeles, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-04-19
S63	Uniform Securities Agent State Law Examination	1995-02-09

S65 Uniform Investment Adviser Law Examination

1995-04-19
S63 Uniform Securities Agent State Law Examination

1995-02-09

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews