Julia Ann Caballero

Current Employers

Employment History

• 08/2005 → 02/2017
  Royal Alliance Associates, Inc.
  Santa Ana, CA
• 02/2017 → 06/2023
  Royal Alliance Associates
  Santa Ana, CA
• 06/2023 → Present
  Osaic Wealth, Inc.
  Santa Ana, CA

Other Businesses

1) Julia Ann Caballero, non-investment-related, term life insurance sales, sole proprietor since August 2015, 10 hours per month, not during trading hours. Assessing clients' need for life insurance, term life insurance recommendation, processing application. 2) JULIA CABALLERO POSITION: Notary Public NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/15/1998 ADDRESS: 1422 Edinger Avenue, Suite 230, Tustin CA 92780, United States DESCRIPTION: Notary Public services for clients during trading hours and for non-clients outside of trading hours. 3) LIBERTY CAPITAL STRATEGISTS, INC. POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 90 START DATE: 12/01/2025 ADDRESS: 1422 Edinger Ave., Suite 230, Tustin CA 92780, United States DESCRIPTION: Financial Advisor. 4) WOODBRIDGE COMMUNITY CHURCH POSITION: Secretary of the Leadership Team NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/21/2026 ADDRESS: 5000 Barranca Parkway, Irvine CA 92604, United States DESCRIPTION: Attend Leadership Team meetings once monthly. Vote on proposed actions per the church constitution. Take minutes of the meetings. 5) J. CABALLERO INSURANCE AND INVESTMENT SERVICES, INC. POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 11/06/2025 ADDRESS: 1422 Edinger Ave., Suite 230, Tustin CA 92780, United States DESCRIPTION: Financial advice for clients

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-02-05
• S63 Uniform Securities Agent State Law Examination
  2017-08-17

Other Names

• Julia Ann Dean
• Julia Ann Dean
• Julia Ann Caballero
• Julia Ann Briggs
• Julia Ann Briggs