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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-10-26
  • TX RA
    APPROVED
    Since 2016-10-26

Branch Locations

8181 Communications Pkwy Bldg A, Floor 04, Plano, TX 75024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Plano TX 10/2012 Present
Previous Registrations
  • 2006-11-16 → 2012-10-01
    Chase Investment Services Corp.
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Dallas, TX
    De Soto, TX
    Dallas, TX
    Desoto, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Duncanville, TX
    Dallas, TX
    Midlothian, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Cedar Hill, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Duncanville, TX
    Dallas, TX
    Dallas, TX
    Lancaster, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Edmond, OK
    Tulsa, OK
    Wichita Falls, TX
    Oklahoma City, OK
    Fort Worth, TX
    Lewisville, TX
    Irving, TX
    Irving, TX
    Coppell, TX
    Denton, TX
    Carrollton, TX
    Arlington, TX
    Lewisville, TX
    Coppell, TX
    Flower Mound, TX
    Farmers Branch, TX
    Hickory Creek, TX
    Irving, TX
    Highland Village, TX
    Carrollton, TX
    Flower Mound, TX
    Irving, TX
    Dallas, TX
    Denton, TX
    Dallas, TX
    Irving, TX
    Coppell, TX
    Carrollton, TX
    Denton, TX
    Fort Worth, TX
    Carrollton, TX
    Irving, TX
    Farmers Branch, TX
    Coppell, TX
    Lewisville, TX
    Carrollton, TX
    Flower Mound, TX
    Denton, TX
    Irving, TX
    Addison, TX
    Dallas, TX
    The Colony, TX
    Carrollton, TX
    Irving, TX
    Tulsa, OK
    Oklahoma City, OK
    Amarillo, TX
    Oklahoma City, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Edmond, OK
    Norman, OK
    Choctaw, OK
    Denison, TX
    Tulsa, OK
    Broken Arrow, OK
    Edmond, OK
    Oklahoma City, OK
    Tulsa, OK
    Midwest City, OK
    Oklahoma City, OK
    Wichita Falls, TX
    Midwest City, OK
    Tulsa, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Tulsa, OK
    Oklahoma City, OK
    Amarillo, TX
    Jenks, OK
    Norman, OK
    Oklahoma City, OK
    Sherman, TX
    Tulsa, OK
    Tulsa, OK
    Yukon, OK
    Rockwall, TX
    Balch Springs, TX
    Garland, TX
    Mesquite, TX
    Mesquite, TX
    Dallas, TX
    Richardson, TX
    Richardson, TX
    Richardson, TX
    Dallas, TX
    Rockwall, TX
    Dallas, TX
    Garland, TX
    Garland, TX
    Garland, TX
    Richardson, TX
    Dallas, TX
    Forney, TX
    Garland, TX
    Garland, TX
    Garland, TX
    Garland, TX
    Rowlett, TX
    Murphy, TX
    Rowlett, TX
    Wylie, TX
    Rockwall, TX
    Garland, TX
    Corsicana, TX
    Garland, TX
    Richardson, TX
    Richardson, TX
    Mesquite, TX
    Howard Beach, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York City, NY
    Brooklyn, NY
    Queens, NY
    Hamilton, NJ
    Ridgewood, NY
    Corona, NY
    Forest Hills, NY
    Maspeth, NY
    Middle Village, NY
    Ridgewood, NY
    Kew Gardens, NY
    Jamaica, NY
    Far Rockaway, NY
    Rego Park, NY
    Forest Hills, NY
    Woodside, NY
    Forest Hills, NY
    Queens, NY
    Long Island City, NY
    Long Island City, NY
    Astoria, NY
    Astoria, NY
    Corona, NY
    Jackson Heights, NY
    Rockaway Park, NY
    Astoria, NY
    Jamaica, NY
    Woodhaven, NY
    Ozone Park, NY
    Glendale, NY
    South Richmond Hill, NY
    Queens Village, NY
    Richmond Hill, NY
    Laurelton, NY
    Long Island City, NY
    Elmhurst, NY
    Jackson Heights, NY
    Saginaw, TX
    Euless, TX
    Arlington, TX
    Fort Worth, TX
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Mesquite, TX
    Dallas, TX
    Odessa, TX
    Levelland, TX
    Midland, TX
    Odessa, TX
    Arlington, TX
    Abilene, TX
    Abilene, TX
    Midland, TX
    New York, NY
    New York City, NY
  • 2006-09-11 → 2006-11-27
    Ifmg Securities, Inc.
    Williston Park, NY
    Boston, MA
    Williston Park, NY
    Garden City, NY
  • 2005-08-05 → 2006-09-12
    Essex National Securities, Llc
    Mineola, NY
    Brooklyn, NY
    New York, NY
    New York, NY
    New York, NY
    Wiliston Park, NY
    Manhasset, NY
    Long Island City, NY
    Garden City, NY
  • 2005-08-11 → 2005-08-18
    Banc Of America Investment Services, Inc.
    Jericho, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-17
S63 Uniform Securities Agent State Law Examination 1995-01-17
  • S65 Uniform Investment Adviser Law Examination
    2004-11-17
  • S63 Uniform Securities Agent State Law Examination
    1995-01-17
Other Names
  • Sammy Miocic
  • Sam Miocic
  • Sime Nick Miocic

View on SEC IAPD

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