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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-10-31 |
| TX | RA | APPROVED_RES | 2012-06-13 |
| CA | RA | APPROVED | 2011-04-29 |
Branch Locations
101 S. Kraemer Blvd., Suite 204, Placentia, CA 92870 • United States
Navarre, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Air Force | Los Angeles A.F.B. | CA | 06/1988 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 04/2011 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2011 | Present |
1)KEITH OFFEL, INDEPENDENT INSURANCE AGENT,101 S KRAEMER BLVD, STE 204, PLACENTIA, CA, 4/28/2011, MANAGING PARTNER, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5 HR/WK - 1/TRADING. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 4/2011 AS ADVISORY REP OF A RIA. INV REL - 25 HR/WK - 25/TRADING. 04/29/11 3)STONEHAVEN FINANCIAL GROUP, 101 S KRAEMER BLVD, SGTE 204, PLACENTIA,CA. 01/01/95, INV REL, FINANCIAL SERVICES, OWNER, INV REL, 5 HR/WK- 3/TRADING HR. 4) STONEHAVEN FINANCIAL GROUP, 101 S KRAEMER BLVD, STE 204, PLACENTIA, CA. 02/01/12, INV REL, PRESIDENT DBA/ S-CORP, 40 HR/WK- 40/TRADING HR.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-17 |
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