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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-09-04
FL RA APPROVED 2019-09-03
  • TX RA
    APPROVED_RES
    Since 2019-09-04
  • FL RA
    APPROVED
    Since 2019-09-03

Branch Locations

1010 S. Federal Highway Suite 2601, Hallandale Beach, FL 33009 • United States

Miami, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Aventura FL 07/2014 08/2019
Ubs Financial Services Inc. Aventura FL 08/2019 Present
Previous Registrations
  • 2014-07-23 → 2019-09-11
    Aventura, FL
    Miami Beach, FL
    Miami Beach, FL
    Miami Beach, FL
    Miami Beach, FL
    Miami Beach, FL
    Miami Beach, FL
    Aventura, FL
  • 2012-09-18 → 2014-07-11
    Miami, FL
    North Miami Beach, FL
    North Miami Beach, FL
  • 2010-02-18 → 2012-07-27
    Essex National Securities, Llc
    Miami, FL
    Napa, CA
    Sunrise, FL
    Miami Lakes, FL
    Miami Beach, FL
    North Miami, FL
    Hialeah, FL
    Miami, FL
    N Miam Beach, FL
    Miami, FL
    Miami, FL
  • 2009-01-22 → 2010-02-17
    Miami, FL
    Miami, FL
    Hialeah, FL
    Miami Beach, FL
    Miami, FL
    North Miami, FL
    N. Miami Beach, FL
    Sea Ranch Lakes, FL
    Sunrise, FL
    Miami Lakes, FL
    Miami, FL
    Boynton Beach, FL
  • 2006-01-06 → 2007-08-13
    Miami, FL
    Boca Raton, FL
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 1/1/2012 ADDRESS: 7913 MIAMI, FL. DETAILS: Rental property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 2 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-03
  • S66 Uniform Combined State Law Examination
    2006-01-03
Other Names
  • Pedro Jose Lopez
  • Pedro Jose Lopez-Villari
  • Pedro Jose Lopez Jr

View on SEC IAPD

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