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Bari Kramer

Rbc Capital Markets, LLC

Purchase, NY

Stamford, CT

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-26
CT RA APPROVED 2026-03-25
  • NY RA
    APPROVED
    Since 2026-03-26
  • CT RA
    APPROVED
    Since 2026-03-25

Branch Locations

4 Manhattanville Road Suite 104, Purchase, NY 10577 • United States

Stamford, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Stamford CT 11/2025 03/2026
Rbc Capital Markets, Llc Harrison NY 03/2026 Present
Ubs Financial Services Inc. Greenwich CT 08/2011 11/2025
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-12
S63 Uniform Securities Agent State Law Examination 1996-06-05
  • S66 Uniform Combined State Law Examination
    2012-06-12
  • S63 Uniform Securities Agent State Law Examination
    1996-06-05
Other Names
  • Bari M Kramer
  • Bari Melissa Kramer

View on SEC IAPD

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