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Todd Douglas Mitchell

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fernandina Beach, FL

Savannah, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-12-11
  • FL RA
    APPROVED
    Since 2020-12-11

Branch Locations

92 Amelia Village Circle, Fernandina Beach, FL 32034 • United States

22 Bull St, Savannah, GA 31401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 10/2015 11/2020
Suntrust Bank Ponte Verda FL 10/2015 11/2020
Suntrust Advisory Services Atlanta GA 08/2016 11/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ponte Vedra Beach FL 11/2020 Present
Bank Of America, N.A. Ponte Vedra Beach FL 11/2020 Present
  • 10/2015 → 11/2020
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 10/2015 → 11/2020
    Suntrust Bank
    Ponte Verda, FL
  • 08/2016 → 11/2020
    Suntrust Advisory Services
    Atlanta, GA
  • 11/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Ponte Vedra Beach, FL
  • 11/2020 → Present
    Bank Of America, N.A.
    Ponte Vedra Beach, FL
Previous Registrations
  • 2016-09-13 → 2020-11-11
    Truist Advisory Services, Inc.
    Amelia Island, FL
    St. Simons, GA
    Savannah, GA
    Savannah, GA
    St. Simons, GA
    Amelia Island, FL
  • 2015-11-04 → 2016-12-31
    Truist Investment Services, Inc.
    St. Simons, GA
    Amelia Island, FL
    Savannah, GA
    Savannah, GA
    St. Simons, GA
    Amelia Island, FL
  • 2010-07-26 → 2015-10-21
    Truist Investment Services, Inc.
    Amelia Island, FL
    Ponte Vedra Beach, FL
    Ponte Vedra Beach, FL
    St. Simons, GA
  • 2007-03-07 → 2009-07-17
    Lpl Financial Llc
    Amelia Island, FL
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-05
S65 Uniform Investment Adviser Law Examination 1995-07-13
S63 Uniform Securities Agent State Law Examination 1995-03-30
  • S66 Uniform Combined State Law Examination
    2007-03-05
  • S65 Uniform Investment Adviser Law Examination
    1995-07-13
  • S63 Uniform Securities Agent State Law Examination
    1995-03-30

View on SEC IAPD

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Other Offices

EDWARD JONES · FERNANDINA BEACH, FL
CWM, LLC · Fernandina Beach, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fernandina Beach, FL
SIDE DOOR VENTURES · FERNANDINA BEACH, FL
EDWARD JONES · FERNANDINA BEACH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FERNANDINA BEACH, FL
RAYMOND JAMES & ASSOCIATES, INC. · Fernandina Beach, FL
SENTINEL ADVISORY CORP · FERNANDINA BEACH, FL

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