James Ley Quigley

Current Employers

Employment History

• 03/2007 → 01/2017
  Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)
  Barrington, IL
• 03/2016 → Present
  Cwm, Llc
  Barrington, IL
• 01/2017 → 11/2023
  Cetera Advisor Networks, Llc
  El Segundo, CA
• 03/2007 → Present
  Barrington Wealth Management
  Barrington, IL

Previous Registrations

• 2007-03-16 → 2016-09-08
  Lpl Financial Llc
  Barrington, IL
  Fort Mill, SC
  Barriington, IL
• 2005-08-12 → 2007-03-19
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/2017 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY AND LONG TERM CARE NAME OF OTHER BUSINESS: HOPE'S IN NATURE OF BUSINESS: HUMANITARIAN DEVELOPMENT START DATE: 11/2014 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER NAME OF OTHER BUSINESS: SPYGLASS INVESTMENT HOLDINGS, LLC NATURE OF BUSINESS: REAL ESTATE START DATE: 06/01/2026 POSITION/TITLE/RELATIONSHIP: Member APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: Purchase real estate

Exams

• S66 Uniform Combined State Law Examination
  2005-08-11
• S63 Uniform Securities Agent State Law Examination
  1991-10-21

Designations

Other Names

• Jim Quigley
• James Ley Quigley