Steven Joseph Nicklas

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 04/2018
  Ameriprise Financial Services, Inc.
  Fernandina Beach, FL
• 04/2018 → 12/2021
  Janney Montgomery Scott Llc
  Ponte Vedra Beach, FL
• 12/2021 → 04/2022
  Janney Montgomery Scott Llc
  Ponte Vedra Beach, FL
• 05/2022 → Present
  Raymond James Financial Services, Inc.
  Amelia Island, FL
• 05/2022 → Present
  Raymond James Financial Services Advisors, Inc.
  Amelia Island, FL

Previous Registrations

• 2018-04-20 → 2022-06-13
  Janney Montgomery Scott Llc
  Ponte Vedra Beach, FL
  Fernandina Beach, FL
• 2012-03-19 → 2018-04-23
  Ameriprise Financial Services, Llc
  Fernandina Beach, FL
  Fernandina Beach, FL
  Ponte Vedra Beach, FL
• 2008-05-29 → 2012-03-19
  Ubs Financial Services Inc.
  Ponte Vedra Beach, FL
  Fernandina Beach, FL
• 2003-07-01 → 2008-05-27
  Wells Fargo Clearing Services, Llc
  Ponte Vedra Beach, FL
  Fernandina Beach, FL
  Ponte Vedra Beach, FL
• 2001-06-22 → 2003-07-01
  Prudential Equity Group, Llc
  Ponte Vedra Beach, FL

Other Businesses

(1)Name of Business: All About Money Address: 4075 Dunewood Place, Fernandina Beach, FL, 32034, United States Activity Type: Other Position/Title: Author Investment Related: Yes Start Date: 06/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I submitted the book to Raymond James prior to joining (2)Name of Business: Nassau County Council on Aging Address: 501 Centre St Ste 124, Fernandina Beach, FL, 32034-3936, United States Activity Type: Professor/Teacher Position/Title: Investment Related: Yes Start Date: 07/01/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: (3)Name of Business: Nicklas Wealth Management Address: 501 Centre Street, Suite 124, Amelia Island, FL, 32034-5373, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/26/2022 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Managing Partner

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-04-29
• S65 Uniform Investment Adviser Law Examination
  1994-04-29

Other Names

• Steven Joseph Nicklas