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Hernand Hernandez

J.P. Morgan Securities LLC

Mt. Prospect, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-07-02
TX RA APPROVED 2014-02-25
IL RA APPROVED 2014-02-17
  • CO RA
    APPROVED
    Since 2021-07-02
  • TX RA
    APPROVED
    Since 2014-02-25
  • IL RA
    APPROVED
    Since 2014-02-17

Branch Locations

1190 S. Elmhurst Road, Mt. Prospect, IL 60056 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Mt Prospect IL 02/2014 Present
Previous Registrations
  • 2005-12-14 → 2014-02-07
    Bmo Harris Financial Advisors, Inc.
    Hoffman Estates, IL
    Schaumburg, IL
    Schaumburg, IL
    Schaumburg, IL
  • 2003-11-25 → 2005-12-31
    Harrisdirect Llc
    Schaumburg, IL
  • 2002-08-07 → 2003-11-17
    Lasalle Financial Services, Inc.
    Chicago, IL
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 2/4/2020 ADDRESS: 1505 Chicago Il DETAILS: 1505 CHICAGO IL. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-06
S63 Uniform Securities Agent State Law Examination 1994-12-12
  • S65 Uniform Investment Adviser Law Examination
    2002-08-06
  • S63 Uniform Securities Agent State Law Examination
    1994-12-12
Designations
Other Names
  • Ernie Hernandez

View on SEC IAPD

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