James J Ronayne

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2004 → Present
  Clybourn Financial Services
  Evanston, IL
• 01/2005 → Present
  Sigma Financial Corporation
  Ann Arbor, MI
• 08/2010 → Present
  Spc
  Ann Arbor, MI

Previous Registrations

• 2007-01-18 → 2007-12-31
  Spc
  Des Plaines, IL
• 2002-07-03 → 2005-01-20
  Waddell & Reed
  Northfield, IL

Other Businesses

05/2002 - PRESENT, VARIOUS INSURANCE CARRIERS, INVESTMENT RELATED, INSURANCE SALES, INSURANCE AGENT, LAKE ZURICH IL. 08/2002 - PRESENT, ST FRANCIS DE SALES SCHOOL, NOT INVESTMENT RELATED, ATHLETIC DIRECTOR, LAKE ZURICH IL. DBA - Touch Financial Group, Northfield, IL. Provides financial services. Start date: 4/11/23, approx. 160 hrs/mo, all during mkt hrs. INV REL: Y

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-06-24
• S63 Uniform Securities Agent State Law Examination
  2001-06-21