Valiullah Najafi

Current Employers

Employment History

• 09/2002 → Present
  Najafi Financial Services
  Houston, TX
• 03/2013 → Present
  Najafi Financial, Llc
  Houston, TX
• 11/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2025 → Present
  Prosperity Advisors, Llc
  Houston, TX

Previous Registrations

• 1997-06-12 → 2013-11-13
  Voya Financial Advisors, Inc.
  Spring, TX
  Houston, TX
  Houston, TX

Other Businesses

1) DBA: NAJAFI FINANCIAL LLC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, INVESTMENT, ADVISORY AND INSURANCE SERVICES, START MARCH 2013, 40 PLUS HRS. PER WEEK - DURING TRADING HOURS, INVESTMENT ADVISOR REPRESENTATIVE 2) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START MARCH 2013, 10 HRS. PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, DENTAL, LONG-TERM CARE, AND ANNUITIES 3) NAME OF OTHER BUSINESS: WALLY NAJAFI ; INVESTMENT RELATED: NO; ADDRESS: 6109 CHERRYLAWN CIR UNIT A AUSTIN, TX 78723 ; NATURE OF BUSINESS: RESIDENTIAL RENTAL ; START DATE: 04/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: PROVIDE REPAIR AND MAINTENANCE ON 2ND RESIDENTIAL RENTAL ; 4) NAME OF OTHER BUSINESS: PROSPERITY ADVISORS, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-02-27
• S63 Uniform Securities Agent State Law Examination
  1995-02-27

Designations

Other Names

• Wally Najafi