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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2011-01-25
  • SC RA
    APPROVED
    Since 2011-01-25

Branch Locations

28 Bridgeside Blvd. Suite 203, Mt. Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Charleston SC 01/2011 Present
  • 01/2011 → Present
    Raymond James And Associates
    Charleston, SC
Previous Registrations
Other Businesses

(1)Name of Business: Nicholson Carolina Group Address: 509 Traders Alley, Mt Pleasant, SC, 29464, United States Activity Type: Business Owner Position/Title: Partner, Owner/Proprietor Investment Related: No Start Date: 05/31/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My sister, husband, and I are the owners of Nicholson Carolina Group. The only asset in this entity is a beach house we inherited from our parents, which we do not rent.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-15
S63 Uniform Securities Agent State Law Examination 1995-01-20
  • S65 Uniform Investment Adviser Law Examination
    1999-12-15
  • S63 Uniform Securities Agent State Law Examination
    1995-01-20
Other Names
  • Carolyn Nicholson Edwards

View on SEC IAPD

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