Brian Seth Orol

Current Employers

Employment History

• 11/2002 → Present
  Raymond James Financial Services
  Raleigh, NC
• 01/2003 → Present
  Finra
  Raleigh, NC
• 09/2006 → 06/2020
  Strategic Financial Planning, Inc.
  Raleigh, NC
• 03/2012 → 12/2021
  Body Mind And Soul Nutrition
  Raleigh, NC
• 06/2014 → Present
  Raymond James Financial Services Advisors Inc.
  Raleigh, NC

Previous Registrations

• 2011-04-13 → 2014-06-25
  Strategic Wealth Management
  Raleigh, NC
• 2001-01-26 → 2002-12-04
  Ffp Advisory Services Inc
  Raleigh, NC

Other Businesses

(1)Name of Business: Address: 504 Newton St, Raleigh, NC, 27615, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 05/24/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Assist with annual budget; present annual financial report to the Board; participate in strategic planning (2)Name of Business: Harbright Ventures Address: 107 Kilmayne Drive Ate B, Cary, NC, 27511, United States Activity Type: Private Investment/Private Securities Transaction(PST) Position/Title: Investment Related: Yes Start Date: 10/30/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: Lumpys Ice Cream, Inc Address: 306 E. Waite Ave, Wake Forest, NC, 27587, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 04/01/2003 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Not active in the business operations.\nAnnual update received from active owners (4)Name of Business: Rental Property Address: 1000 Brighthurst Unit 306, Raleigh, NC, 27605, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 07/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own a condominium that we rent to tenants (5)Name of Business: Strategic Wealth Management Address: 8601 six forks road ste 210 raleigh, NC 27615, Raleigh, NC, 27615, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/27/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Branch support company

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-03-21
• S63 Uniform Securities Agent State Law Examination
  1994-12-29

Designations