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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-26
NY RA APPROVED 2021-05-18
NJ RA APPROVED 2020-03-04
  • TX RA
    APPROVED_RES
    Since 2024-01-26
  • NY RA
    APPROVED
    Since 2021-05-18
  • NJ RA
    APPROVED
    Since 2020-03-04

Branch Locations

1290 Avenue Of The Americas 4Th Fl, New York, NY 10104 • United States

Haworth, NJ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 03/2020
Msi Financial Services Inc. New York NY 10/2015 03/2017
Mml Investors Services, Llc New York NY 03/2017 03/2020
Axa Advisors Llc New York NY 03/2020 06/2020
Equitable Advisors, Llc New York NY 03/2020 Present
  • 07/2016 → 03/2020
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 10/2015 → 03/2017
    Msi Financial Services Inc.
    New York, NY
  • 03/2017 → 03/2020
    New York, NY
  • 03/2020 → 06/2020
    Axa Advisors Llc
    New York, NY
  • 03/2020 → Present
    New York, NY
Previous Registrations
  • 2017-03-25 → 2020-03-06
    New York, NY
    New York City, NY
    New York, NY
  • 2015-11-06 → 2017-03-25
    Msi Financial Services, Inc.
    New York, NY
  • 2006-08-14 → 2015-11-06
    Saddle Brook, NJ
    Woodbridge, NJ
    New York, NY
    Paramus, NJ
Other Businesses

Independent Agent Sales and service of fixed insurance products; Watermark Life Insurance Services, LLC outside insurance DBA Name: Premier Capital Management Group

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-23
  • S66 Uniform Combined State Law Examination
    2005-12-23

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