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William J Supper

Stifel, Nicolaus & Company, Incorporated

New York, NY

CRD 2568616

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-09
CT RA APPROVED 2019-03-29
TX RA APPROVED 2019-03-29
  • NY RA
    APPROVED
    Since 2021-03-09
  • CT RA
    APPROVED
    Since 2019-03-29
  • TX RA
    APPROVED
    Since 2019-03-29

Branch Locations

1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 10/2008 03/2019
Bank Of America, N.A. New York NY 12/2009 03/2019
Stifel Nicolaus & Co Inc New York NY 03/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-30
  • S66 Uniform Combined State Law Examination
    2008-12-30
Designations
  • Certified Financial Planner
Other Names
  • William Joseph Supper

View on SEC IAPD

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