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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-04
VA RA APPROVED 2021-02-17
  • TX RA
    APPROVED_RES
    Since 2021-10-04
  • VA RA
    APPROVED
    Since 2021-02-17

Branch Locations

10 Franklin Road, Se, Roanoke, VA 24011 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities, Llc Roanoke VA 08/2016 02/2021
Truist Investment Services, Inc. Roanoke VA 02/2021 Present
Truist Advisory Services, Inc. Roanoke VA 02/2021 Present
  • 08/2016 → 02/2021
    Bb&T Securities, Llc
    Roanoke, VA
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Roanoke, VA
  • 02/2021 → Present
    Roanoke, VA
Previous Registrations
Other Businesses

FARMING POSITION: Farmer NATURE: Breed and raise cattle and Hogs for livestock sale. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2018 ADDRESS: 141 Hollymeade Lane, Daleville VA 24083

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-23
S63 Uniform Securities Agent State Law Examination 1995-01-10
  • S65 Uniform Investment Adviser Law Examination
    1999-02-23
  • S63 Uniform Securities Agent State Law Examination
    1995-01-10

View on SEC IAPD

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