Inactive

Steven Bregman

Horizon Kinetics Asset Management LLC

CRD 2568218

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Employer firm

Horizon Kinetics Asset Management LLC CRD 106096

$9.61B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Horizon Kinetics Asset Management Llc

470 Park Avenue South 4Th Floor South, New York, NY 10016 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	1994-01-22

TX RA
APPROVED_RES

Since 1994-01-22

Branch Locations

470 Park Avenue South 4Th Floor South, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Horizon Kinetics Llc	New York	NY	04/2011	Present

04/2011 → Present

Horizon Kinetics Llc

New York, NY

Other Businesses

FRMO CORP.; NON-INVESTMENT RELATED; 320 MANVILLE ROAD, PLEASANTVILLE, NEW YORK; INTELLECTUAL PROPERTY; PRESIDENT; JANUARY 2001; 22 HOURS PER MONTH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-11-17

S65 Uniform Investment Adviser Law Examination

1994-11-17

View on SEC IAPD

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