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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2005-01-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2004 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2004 | Present |
1)SONDRA SAFER-1983 TO PRESENT-INCOME TAX AND ACCOUNTING SERVICE WITH LIMITED POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS. SOLE OWNER. NO OTHER EMPLOYEES, NOT INVESTMENT RELATED, 100 HRS/MO, SAME AS REGISTERED ADDRESS 2)FIXED ANNUITIES AND INSURANCE-3/2001 TO PRESENT; SOLE OWNER; NO OTHER EMPLOYEES; TIME: APPROX 5%; BUSINESS LOCATION: 16800 W GREENFIELD AVE, BROOKFIELD, WI 53005. 3) SONDRA SAFER, CPA, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, NOTARY, STARTED 7/2017, NOTARY, APX 1 HOURS PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PERFORM NOTARIAL ACTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-31 |
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